**Editor for this issue:** Karolina Owczarzak <karolinalinguistlist.org>

New Dissertation Abstract Institution: University of Pennsylvania Program: Computer and Information Science Dissertation Status: Completed Degree Date: 2001 Author: Jason Michael Eisner Dissertation Title: Smoothing a Probabilistic Lexicon Via Syntactic Transformations Dissertation URL: http://cs.jhu.edu/~jason/papers/#thesis01 Linguistic Field: Computational Linguistics Dissertation Director 1: Mitchell P. Marcus Dissertation Abstract: Probabilistic parsing requires a lexicon that specifies each word's syntactic preferences in terms of probabilities. To estimate these probabilities for words that were poorly observed during training, this thesis assumes the existence of arbitrarily powerful transformations (also known to linguists as lexical redundancy rules or metarules) that can add, delete, retype or reorder the argument and adjunct positions specified by a lexical entry. In a given language, some transformations apply frequently and others rarely. We describe how to estimate the rates of the transformations from a sample of lexical entries. More deeply, we learn which properties of a transformation increase or decrease its rate in the language. As a result, we can smooth the probabilities of lexical entries. Given enough direct evidence about a lexical entry's probability, our Bayesian approach trusts the evidence; but when less evidence or no evidence is available, it relies more on the transformations' rates to guess how often the entry will be derived from related entries. Abstractly, the proposed ``transformation models'' are probability distributions that arise from graph random walks with a log-linear parameterization. A domain expert constructs the parameterized graph, and a vertex is likely according to whether random walks tend to halt at it. Transformation models are suited to any domai where ``related'' events (as defined by the graph) may have positively covarying probabilities. Such models admit a natural prior that favors simple regular relationships over stipulative exceptions. The model parameters can be locally optimized by gradient-based methods or by Expectation-Maximization. Exact algorithms (matrix inversion) and approximate ones (relaxation) are provided, with optimizations. Variations on the idea are also discussed. We compare the new technique empirically to previous techniques from the probabilistic parsing literature, using comparable features, and obtain a 20% perplexity reduction (similar to doubling the amount of training data). Some of this reduction is shown to stem from the transformation model's ability to match observed probabilities, and some from its ability to generalize. Model averaging yields a final 24% perplexity reduction.Mail to author|Respond to list|Read more issues|LINGUIST home page|Top of issue