LINGUIST List 20.1932
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Wed May 20 2009
Review: Syntax: Taleghani (2008)
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1. Maziar
Toosarvandani,
Modality, Aspect, and Negation in Persian
Message 1: Modality, Aspect, and Negation in Persian
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Date: 20-May-2009
From: Maziar Toosarvandani <mtoosarvandani berkeley.edu>
Subject: Modality, Aspect, and Negation in Persian
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AUTHOR: Taleghani, Azita H. TITLE: Modality, Aspect, and Negation in Persian SERIES TITLE: Linguistik Aktuell/Linguistics Today 128 PUBLISHED: 2008 PUBLISHER: John Benjamins Maziar Toosarvandani, Department of Linguistics, University of California, Berkeley SUMMARY In this 179 page monograph, Azita H. Taleghani investigates in some detail the syntax--and to a lesser extent the semantics--of modality, aspect, and negation in Persian (specifically, the variety spoken in Iran). While she formulates her analysis within a minimalist framework, much of the book comprises basic description of Persian and should be relevant, not only to syntacticians of a more theoretical bent, but also to students and scholars of Persian and other Iranian languages. The monograph is divided into seven chapters. Taleghani opens her study in Chapter 1 (14 pp.) with the question that she aims to address: ''Does the morpho-syntactic structure of modals map on their root and epistemic interpretations or vice versa?'' (p. 1). This is followed by some basic discussion of Persian phrase structure, including its SOV word order, the absence of a true passive or raising construction, and its lack of an expletive subject. Chapter 2 (32 pp.) introduces the class of modals Taleghani examines. She first provides a morphosyntactic classification, dividing them into two categories: adverbial modals (e.g. ''motma'enan'' 'certainly', ''hatman'' 'certainly', etc.) and verbal modals. This latter group can itself be subdivided into the auxiliary modal verbs (''shâyad'' 'may', ''bâyad'' 'must', ''tavânestan'' 'can') and the complex modal verbs (complex predicates like ''majbur shodan'' 'to be forced', etc.) This is followed by a semantic classification using basic descriptive categories (e.g. root vs. epistemic, possibility vs. necessity). Having done this, the author explores the interaction between the different types of modals and the aspect of the clause they embed. While root modals are only compatible with complements in the present subjunctive, epistemic modals can take complements either in the present subjunctive or the present perfect subjunctive. In Chapter 3 (53 pp.), the most substantive section of the monograph, Taleghani uses the morphosyntactic and semantic typologies developed in Chapter 1 to investigate their syntactic representation. Overall, there is no correlation between whether a modal expresses root or epistemic modality and its syntactic structure. Complex modal verbs with a root interpretation are all control verbs (though some, in the sense of Wurmbrand 1998, exhibit ''syntactic control'', where the infinitive has a PRO subject, while others exhibit ''semantic control'', in which the infinitive lacks a subject altogether). In contrast, the auxiliary modal verbs, which Taleghani argues realize the T head, take a verb phrase complement (not a full clause as in a control structure). The auxiliary modal verbs can also have epistemic interpretations with the same syntactic representation, while all complex verbs with an epistemic interpretation occur in a ''pseudo-raising'' structure (essentially, a CP embedded under a predicate whose subject is null). In Chapter 4 (29 pp.), Taleghani analyzes the syntax of negation in Persian. She proposes that negation is realized syntactically as a Neg head that takes TP as its complement. The morphological reflex of negation occurs on the clause's predicate through Agree: in a clause with a simplex predicate, v Agrees with Neg in the feature [negation], which is realized as ''na-'' or ''ne-'' depending on the verb that raises to adjoin to v. This is the simple case; however, Taleghani must also account for the position of negation in complex predicates and temporal and aspectual constructions with more than one verbform (i.e. the future, progressive, and perfect aspect constructions). The author uses this analysis of Persian negation in Chapter 5 (21 pp.) to investigate the scopal interaction between negation and modals. The scopal ambiguity that exists in English between a modal like ''may'' and negation, does not exist in Persian since, with a few gaps in the paradigm, the surface word order of negation relative to the modal maps directly onto their scopal order. When the negative prefix appears on the auxiliary ''bâyad'' 'must' itself, negation takes wide scope over the modal, under either its root or epistemic interpretations, whereas when it appears prefixed to the embedded predicate, negation takes narrow scope. In Chapter 6 (13 pp.), Taleghani returns to the issue of word order that she introduced in Chapter 1. While Persian has SOV word order, with DP direct objects occurring before the verb, bare sentential complements (complements that are overtly CPs) occur after the verb. This is problematic for her structural analysis of complex modal verbs like ''majbur budan'' 'to be obliged' since, in the analysis of Folli et al. (2005), the light verb ''budan'' (lit. 'to be') is the overt realization of v, while ''majbur'' 'obligation' heads the complement of v: if the CP is sister to ''majbur'', then ''budan'', which in Farsi is right-headed, should appear--contrary to fact--linearly after the sentential complement. After considering a number of different analyses, Taleghani settles on one in which the CP raises out of vP before vP itself undergoes remnant movement to the left of CP. Chapter 7 (4 pp.) is a short conclusion that states her answer to the question posed in Chapter 1 (''No.'') and summarizes the high points of her analysis. EVALUATION In addressing modality, aspect, and negation, Taleghani has chosen to analyze quite a large chunk of Persian grammar. Even though the same areas of English grammar have consumed a far greater number of pages than are found in this monograph, Taleghani does an excellent job of condensing the essential insights of this past research and applying them to the syntax of modality, aspect, and negation of Persian, which, prior to the publication of her monograph, had received scant attention. It is thus a major step toward a level of understanding comparable to what we already possess for English. At the very beginning of her monograph, Taleghani states that her goal is to address the question of whether ''the morpho-syntactic structure of modals map[s] on their root and epistemic interpretations or vice versa?'' (p. 1). This could profitably be expanded into the two following subquestions. First, is the semantic distinction between root and epistemic modality reflected in the morphology and/or syntax of Persian modals? And, second, does negation interact scopally with root and epistemic modals in the same way? I consider her answers to these two questions in that order. To the first question, Taleghani answers in the negative: modals in Persian cannot be classified morphologically or syntactically in a way that lines up with the semantic division between root and epistemic modality. While I ultimately find this conclusion convincing, the so-called auxiliary modals do not seem to me to form a natural class distinct from the so-called complex modal verbs, either morphologically or syntactically. There are three purported members in the class of auxiliary modals: ''shâyad'' 'may', ''bâyad'' 'must', and ''tavânestan'' 'can'. Taleghani provides some evidence that they are distinct from the adverbial modals, but she does not explicitly argue that they are distinct from the complex modal verbs (besides the trivial difference that they are not complex predicates). One might think that a lack of verbal agreement is a morphological property of the auxiliary verbs, since ''bâyad'' 'must' and ''shâyad'' 'may' are both invariant in their realization. But ''tavânestan'' 'can' is not defective in this way: it agrees fully in person and number (p. 19). Moreover, there are some complex modal verbs, such as ''majbur budan'' 'to be obliged' that only have a third person singular realization (p. 21). Nor do the auxiliary modals seem to have a syntactic structure distinct from the complex modal verbs. Taleghani herself analyzes ''tavânestan'' 'can' in the same way as a complex modal verb; it embeds a CP (p. 97). She assigns a different structure to ''shâyad'' 'may' and ''bâyad'' 'must'--they are the realization of T and take a vP complement--but this predicts, incorrectly, that they should not be able to embed a phrase headed by the complementizer ''ke'' 'that': (1) tanhâ yek jomleh mi-gu-yam: bâyad ke bi-yâ-yi. only one sentence PRES-say-1SG must that SUBJ-come-2SG 'I only say one thing: You have to come.' (www.yaarinews.com/default.aspx/v/113, 12/16/2008) (2) agar senf-e IT hamin ast ke mi-bin-am shâyad ke bi-gonâh-am if trade-EZ just.this is that PRES-see-1SG may that man. I without-fault-am 'If the field of IT is just what it seems, it may not be my fault.' (http://www.itna.ir/archives/article/008479.php, 12/16/2008) Based on the presence of ''ke'' in these naturally-occurring examples, ''bâyad'' 'must' (1) and ''shâyad'' 'may' (2) take CP complements. Moving on to her second question, I first consider her analysis of negation. Briefly, the interpretive content of negation is housed in a Neg head, which must Agree with a verbform bearing the [+negation] feature, realized as the prefix ''na-'' or ''ne-'' (p. 124). (I interpret Taleghani to mean that Neg bears an interpretable [negation] feature, while the verbform bears an uninterpretable/unvalued [negation] feature that must be checked in order for the derivation to converge.) This works for simplex verbs as well as complex predicates (Neg Agrees with v), but runs afoul of Persian's complicated tense and aspect constructions. Consider the past perfect construction, illustrated in (3), which is comprised of a participle followed by the past tense copula (here, ''bud''): (3) sârâ davâ-sh-o na-xorde bud. Sara medicine-her-OBJ NEG-eat.PART was 'Sara hadn't taken her medicine.' (p. 127) In the past perfect, negation shows up prefixed to the participial component. But assuming Taleghani's analysis of this construction, where the copula realizes v while the participle heads the complement of v, there is no reason not to expect negation to also show up on the copula: (4) *sârâ davâ-sh-o xorde na-bud. Sara medicine-her-OBJ eat.PART NEG-was Intended: 'Sara hadn't taken her medicine.' The null Neg head in (4) checks the [negation] feature on the copula rather than on the participle (note that ''nabud'' is perfectly well-formed morphologically). This problem is more general: anytime there are two or more verbforms in a sentence, Neg will be able to Agree with any head bearing the [negation] feature that it c-commands. This means that the different scopal interpretations of negation cannot reflect variation in the position of the Neg head. Taleghani proposes that the wide scope interpretation of negation over a modal auxiliary is derived when Neg occurs high, above TP, which is headed by the modal; Neg agrees in the [negation] feature with the modal, which is realized as the negative prefix ''na-/ne-''. The narrow scope interpretation derives from a structure in which Neg occurs above vP but below TP, with Neg now Agreeing with the embedded verb. But there is no reason that Neg cannot occur high (above TP) and Agree with the embedded verb: this would produce the ungrammatical result in (5), where negation is realized morphologically on the embedded verb while taking wide scope over the modal. (5) *sârâ bâyad be in konferâns na-r-e. Sara must to this conference NEG-go-3SG Intended: 'It is not the case that Sara must go to this conference.' Setting this difficulty aside, Taleghani's analysis does derive the fact that root and epistemic modals do not behave differently as regards the position of negation. Both root modals like ''majbur budan'' 'to be obliged' and epistemic modals like ''momken budan'' 'to be possible' allow either wide or narrow scope with respect to negation. Even the ambiguous auxiliary modal ''bâyad'' 'must' allows both interpretations under both its root and epistemic understandings. This follows from the fact that Agree is blind to anything but the featural makeup of the probe and goal: whether or not a modal receives a root or epistemic interpretation is irrelevant. The writing is generally clear, though there are a few opaque passages and a large number of abbreviations. The plentiful tables summarizing the results of Taleghani's investigations were extremely useful in aiding understanding. Besides several typos that should have been caught in proof, the Persian data and their accompanying interlinears are all too frequently incorrectly parsed or glossed: e.g. in example 2 (p. 18), ''biyâd'' 'come (subj. 3sg.)' is broken down as bi-y-âd, when the correct parse is bi-yâ-d (SUBJ-come-3SG). These criticisms should not detract from Taleghani's achievement: the book is a foundational work in the study of Persian syntax. REFERENCES Folli, Raffaella, Heidi Harley, and Simin Karimi. 2005. Determinants of event type in Persian complex predicates. _Lingua_ 115:1365-1401. Wurmbrand, Susi. 1998. Infinitives. Ph.D. dissertation, Massachusetts Institute of Technology. ABOUT THE REVIEWER Maziar Toosarvandani is a doctoral student in linguistics at the University of California, Berkeley. The core of his research focuses on phenomena that elucidate how the syntax, semantics, and pragmatics interact, primarily in the Iranian languages (Persian and Zoroastrian Dari), the Numic languages (Northern Paiute), and Germanic (English and Danish).
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