Bernhardt, Barbara, John Gilbert and David Ingram (eds.) (1996). Proceedings of the UBC International Conference on Phonological Acquisition. Cascadilla Press, Somerville, MA.
Reviewed by Charles Reiss <reiss@alcor.concordia.ca>
The papers in this volume were presented at a conference held in June, 1995 at the University of British Columbia. The conference was hosted by that institutionUs School of Audiology and Speech Sciences and Department of Linguistics. The proceedings are arranged into the following four sections which reflect the four sessions at the conference.
SECTION I: Feature Acquisition Keren Rice, 'Aspects of variability in child language acquisition' Isao Ueda, Segmental acquisition and feature specification in Japanese' Mieke Beers, 'Acquisition of Dutch phonological contrasts within the framework of feature geometry theory' Judith A. Gierut, 'Featural categories in English phonemic acquisition' David Ingram, 'Some observation on feature assignment'
SECTION II: Prosodic Structure Acquisition A. Syllable structure Joseph Paul Stemberger, 'Syllable structure in English, with emphasis on codas' M. Joao Freitas, 'Onsets in early productions' E. Jane Fee, 'Syllable structure and minimal words'
B. Stress and word structure John Archibald, 'The acquisition of Yucatec Maya prosody' Katherine Demuth, 'Alignment, stress and parsing in early phonological words Kerstin Naucler and Eva Magnusson, 'Prosodic structure acquisition: evidence from children's awareness'
SECTION III: Interaction of Prosodic and segmental tiers in acquisition Daniel A. Dinnsen, 'Context effects in the acquistion of fricatives' Mary Louise Edwards, 'Word position effects in the production of fricatives' Marlys Macken, 'Prosodic constraints on features' Shelley L. Velleman, 'Metathesis highlights feature-by-position constraints' Heather Goad, 'Consonant harmony in child language: evidence against coronal underspecification Carol Stoel-Gammon, 'On the acquisition of velars in English' Conxita Lleo, 'To spread or not to spread: different styles in the acquisition of Spanish phonology' Clara C. Levelt, 'Consonant-vowel interactions in child languageU
SECTION IV: Instrumentation in phonological analysis A. Instrumental analysis Martin J. Ball, 'An examination of the nature of the minimal phonological unit in language acquisition' Eugene H. Buder, 'Experimental phonology with acoustic phonetic methods: formant measures from child speech
B. Computer modeling William Turkel, 'Biological metaphors in models of language acquisition' Steven Gillis and Gert Durieux, 'Data-driven approaches to phonological acquisition: an empirical test
Comments In an oft-quoted passage Chomsky (1965) characterizes the goals of linguistic theory as follows:
Linguistic theory is concerned primarily with an ideal speaker listener, in a completely homogeneous speech community, who knows its language perfectly and is unaffected by such grammatically irrelevant conditions as *MEMORY LIMITATIONS, DISTRACTIONS, SHIFTS OF ATTENTION AND INTEREST, AND ERRORS (RANDOM OR CHARACTERISTIC)* in applying his knowledge of the language in actual performance. This seems to me to have been the position of the founders of modern general linguistics, and no cogent reason for modifying it has been offered. To study actual linguistic performance, we must consider the interaction of a variety of factors, of which the underlying competence of the speaker-hearer is only one. In this respect, study of language is no different from empirical investigation of other complex phenomena. [EMPHASIS MINE-CR]
The emphasized part of this quote characterizes no one if it does not characterize children. This fact has been recognized by some researchers. For example, in her chapter on Phonological Acquisition in the Handbook of Phonological Theory, Marlys Macken (1994) discusses the difficulty of distinguishing competence from performance in children's output: "we must attempt the difficult, perhaps impossible task of separating the grammar from the processor...".
One approach to facing this challenge is to deny its existence. As implausible as this approach is, it has been adopted, e.g., by Smolensky 1996 who rejects the notion that there is a `dramatically greater performance/competence gap for children' (p.1).
Unfortunately, the papers included in the volume under review do not consistently rise to the difficult challenge which Macken mentions. Instead, the authors tend to accept children's output rather uncritically as the basis for generalizations about the state of their grammars. This forces me to be somewhat uncertain about the validity of the results and hypotheses presented in this collection of papers.
Section I The papers in Section I are all concerned with the 'order of acquisition' of phonological features and the contrasts these features allow the learner to exploit. All of the papers assume some form of underspecification in early grammars. It is interesting that this approach is in direct conflict with some contemporary work on learnability of phonology. For example, Yip (1996) comes to the following conclusion:
"This paper finds inconclusive evidence for abstract underlying representations, and concludes that the balance of the evidence suggests that learners acquire something rather close to what they hear, unless information from alternations or paradigms forces them to do otherwise.S
Inkelas (1994) holds a similar opinion:
"underlying representation is determined solely by optimization with respect to the grammar, not by imposing any type of constraints directly on underlying representation ... [this] results in the use of underspecification only when there are alternant surface forms..." [p1].
"[t]he only motivation for underspecification is to capture alternations in the optimal way" [p.2]
Hale and Reiss (1995, 1996ab, 1997, to appear) argue that access to the universal feature inventory at the initial state of the grammar follows from the correct application of the subset principle to phonology. The assumption of 'full access' is also consistent with the evidence for young infants' superior performance on phonetic discrimination tasks than older children and adults (e.g. Streeter 1976, Goodman and Nusbaum 1994).
While this contrast in viewpoints does not prove that either side is right or wrong, it does highlight an unacceptable schism between researchers working on learnability and those working with actual child data. Given the fact that it is in the nature of science that theories partly determine the data with which they are concerned, we must try to make a coherent and consistent theory of the phonological learning path which provides principled guidelines for the interpretation of the data.
For the sake of concreteness, consider Judith Gierut's paper which describes a clever experiment meant to show that children who do not produce theta (voiceless [th]) in their output also do not recognize this sound as distinct from say [s]. Unfortunately, we are not given enough detail or statistical analysis to decide if the following statement is actually warranted: "Both groups of children were exposed to /th/ in the ambient [English-cr] phonology, but only the [children who produced [th]] differentiated this category". This surprising result contrasts with what others have found:
"by the time infants are starting productive use of language they can already discriminate almost all of the phonological contrasts of their native language. While they cannot yet produce adult-like forms, theyappear, in many respects, to have adult-like representations, which are reflected, among other things, in their vociferous rejections of adult imitations of their phonologically impoverished productions" [Faber and Best 1994: 266-7]
Given such widely reported cases, we must be hesitant to accept Gierut's claims that children's behavior shows us the state of their representations. Gierut's experiment required not only attention to a given stimulus, but also performance of a further task (putting chips into a trashcan upon recognition of certain sounds). An instructive parallel for accessing children's knowledge states is described by Karmiloff Smith (1995). This author discusses work by Spelke and by Baillargeon to show that earlier conclusions concerning children's lack of knowledge of object permanence were probably misguided. Earlier experiments concluded that the failure to manually seek objects that were shown to the child, then hidden from view, pointed to the child not having the concept of object permanence. However, when tested in a fashion that did not require them to actively seek hidden objects, children do, in fact, show awareness of object permanence. I mention this example, just to point out how difficult it is to ascertain that we are in fact accessing children's grammars in any particular case. It would be interesting to know if the children in Gierut's study who do not produce [th] and are claimed not to represent this sound as different from [s] would fail at a task requiring them to distinguish lexical items like 'thick' and 'sick' spoken by an adult.
Section II These six papers contain a lot of interesting data and theorizing. Due to a lack of space, I will restrict my comments to Archibald and Stemberger's papers. Archibald's paper discusses Yucatecan Maya, which has been variously described as a pitch accent, a tonal and a stress language. The paper attempts to shed light on the question of how to describe the language, as well as on how it is acquired. The use of pitch trackings and spectrograms is not only useful to his discussion, but is also worthy of emulation by ALL researchers of child phonology. The availability of relatively inexpensive acoustic analysis software makes the use of transcription by ear unacceptable for the description of children's speech and the analysis of their phonological systems. The dangers of making generalizations based on transcriptions of children's speech has been reported but not widely heeded. For example, studies such as Kornfeld and Goehl (1974) and current research at UCLA (Donca Steriade p.c.) indicate that transcriptions of child speech are rife with inaccuracy. Acoustic analysis reveals subtle distinctions, for example, between supposedly merged adult /r/ and /w/, which transcribers tend not to observe. As Faber and Best (1994:264) state, `[The] child may, despite the apparent lack of contrast, have acoustic differences between 'red' and 'wed' such that the initial consonants are perceived by adults as representing the same phonemic category.' Maslon and Ross (1996) report that mistiming of voicing by infants may lead to acoustically voiceless vowels and sonorants which adult listeners will tend to ignore in transcription. Ignoring these segments may even lead to unjustified reports of 'lost syllables'. So, Archibald's use of phonetic data is to be applauded.
Stemberger's paper adopts a theoretical stance which appears to be contrary to the goals of linguistic theory as commonly understood and as laid out in the quote from Chomsky above. I believe that Stemberger's views are unlikely to lead to any interesting results. However, it is necessary to recognize the service he performs by laying out his theoretical stance so explicitly. He appears to reject the notion of a language faculty that is not just a combination of general cognitive and physiological factors: "I assume that [linguistic] constraints are universal because normal human beings have essentially the same vocal tracts and cognitive systems...the constraints are not innate in a way that is different from the innateness of the cognitive system and vocal tract physiology" [p 62]. Stemberger suggests that the performance/competence distinction is not a valid one, and adopts a version of OT which is even more functionalist than many of the other versions currently around: "The constraint ranking defines what is relatively "easy" *for a given speaker* vs. what is relatively difficult." Since he also assumes that "what is relatively easy (a) is different for every person, and (b) can be changed via learning" [pp.62-3, emphasis in original] it is difficult to understand what purpose the functionalist approach serves.
Section III In my opinion, most of the papers in this section are particulary susceptible to criticism for not clearly distinguishing the aspects of children's output which are due to their grammars (competence) and that which is due to performance effects involving motor control as well as cognitive factors like motor planning and shifts of attention. Some of the papers do, thankfully, provide enough information to allow the reader to make her/his own judgements. For example, in discussing substitution of fricatives by other sounds, Mary Louise Edwards reports that "Rather than an orderly progression in the types of substitutes that occurred...different types of substitutes usually occurred in each session" (150-1). Are we willing to draw conclusions about child PHONOLOGY based on such TmessyU data?
Edwards paper also provides an interesting piece of data which is relevant to many discussions in the child phonology literature: a 4;8 subject, Jason, who is said to have a "severe" phonological disorder, produces [pfw] "to represent nearly all word-initial liquid clusters, as well as initial labial fricatives" (153). As far as I am aware, [pfw] is not a very common initial cluster crosslinguistically. By any of the normal measures such a cluster should be 'highly marked'. Since Jason is classified as having a "severe" phonological disorder according to the Goldman-Fristoe Test of Articulation, are we to assume that phonological disorders can lead to more marked, viz., more complex phonology? This example, along with others such as the cases of voiceless sonorants mentioned above, lead me to be suspicious of several related claims in the literature. First, is Jason's problem a phonological one? Second, is markedness a coherent notion at all? And finally, is the claim of "emergence of the unmarked" in children's speech, as discussed in the OT literature (e.g. Smolensky 1996, Gnanedesikan 1995) at all coherent, given that the literature is full of reference to kids (normal and 'disordered') who speak like Jason?
The discussion of "velar fronting" by Carol Stoel-Gammon also raises questions about the reliability of transcriptions. "Velar fronting" is a phenomenon in which children pronounce velars as alveolars, e.g. 'go' is pronounced [do]. Recent research involving palatograms (Jim Scobbie, p.c.) has shown that some children who are apparently making [t] for [k] are actually making both an alveolar and a velar closure, but the relative timing of the release of the two closures is responsible for the perception of a [t]. It would be interesting to know how many of the reported "neutralizations" in the literature are actually similar to such cases of Tdouble articulationU.
Section IV Eugene Buder's discussion of the use of acoustic analysis in the study of phonological acquisition is my favorite paper in this volume. While portions of the paper may be too technical for many readers, Buder still manages to provide some helpful hints for obtaining dependable readings from spectrograms of children's speech, as well as some discussion of why certain difficulties do arise.
Conclusions The papers in this collection represent a range of theoretical viewpoints and present data from a variety of languages, so they are definitely worth reading. In response to some of the criticisms I have made here concerning the methodology used in many acquisition studies, I have been told that there would be nothing left for acquisitionists to do if we decide that the data is, in general, misleading. I think that this is an overly pessimistic view. There remain open several paths to a better understanding of children's phonological systems, if we are willing to devise ingenious experiments that force them to be revealed.
Bibliography
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The author of this review is Charles Reiss, Assistant Professor of Linguistics at Concordia University in Montreal. Reiss received a PhD from Harvard in 1995 and is interested in Phonological Theory, Acquisition and Learnability Theory and Historical Linguistics.
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