Chomsky, Noam (2000) The Architecture of Language, edited by Nirmalanshu Mukherji, Bibudhendra Narayan Patnaik, and Rama Kant Agnihotri. Oxford University Press, hardback ISBN 0-19-564834-X, xv+89pp, $35.00.
Adriano Palma, Institut Jean Nicod, Paris & Tsh UTC Compiegne
The book contains a long lecture given by Noam Chomsky in January 1996 in Delhi, India. The transcript of the oral presentation covers the first 40 pages of the published text. It is followed by extensive discussions. Those, as detailed by the editors in their preface, have been the outcome of an intense cooperative enterprise between all parties in the conversations. Questions were both posed orally and in written form. Chomsky replied in both media (orally in Delhi and in writing from Cambridge, Mass.) There is the usually unavoidable amount of repetition and unclear statements. Mostly those are due to the difficulty of the subjects. As it well known to those who read him, Chomsky's view is that we do have indeed two sort of intellectual abilities, or faculties. One is roughly coinciding with common sense, and one is a science forming faculty (far more difficult to characterize in simple terms) which we can indeed apply, though it requires training, financial and cognitive resources devoted to it and so forth. It is worth noting, for the record that his view on the matter (see pp. 40-42) is that there ought to be more science, "just as there ought to be a lot more literature and art. These are enriching parts of human life; they should be made accessible to people. That means we should devote resources to them." The fact that we don't devote enough of the financial resources is deemed pretty irrational and it has to do with lack of democracy. There are no personalities involved in research (there is no "Chomskyan" theory of anything) and that the attempts to make technical material available to people lacking relevant training are legitimate and very valuable. For those who care about specific connections between Chomsky's political views and his linguistic work, the answer is simple and straightforward: none. There is a tenuous similarity in that, in the wording of one of the questions, both lack any roles for community and culture. In his reply Chomsky makes it clear that there isn't such a thing as anybody's science: rational enquiry is open to anybody. Political views, common- sensically, have to do with human communities. On the other hand there is nothing interesting known about relations between communities and cultures and the questions to be asked about a specific biological system. The specific biological system in question is language and everything else is not unimportant or uninteresting. Quite directly Chomsky thinks that we ought, ethically as it were, be bound by clarity. In some areas we have some depth of understanding and in others (perhaps most, and often the ones with the highest level of human interest) we are all "in the same boat." It is a silly game for self-styled "intellectuals" to make something trivial sound profound, clothing it in cloudy persiflage.
It is coherent then to approach rationally, with the tools of rational enquiry, the areas in which some depth and understanding are available. Chomsky's main interest is language and the book is useful as a short (at times too short) introduction to what is the status of the theory in the area. I shall state to be clear at the outset, my own belief in the matter. Of the galaxy of theories, hints, approaches, programs, and so forth that tackle the mental side of the universe, linguistics is perhaps the only area in which some real understanding was gained and in which real progress was made during the past century. The only close competitor is probably the theory of vision.
The book can be read as a field report on the current status of research in the vein of the Minimalist Program. The program itself is a revolutionary stance (it is not a theory as of now) taking on board assumptions that have been made almost by anybody (there is a language faculty, there is serious likelihood that is specific to humans, it is in some sense a part of a mind/brain.) The program though indicates ways in which it pares down the apparatus. The main scheme of a minimalist approach is to see three systems interacting. A certain state of the language faculty (see p. 8, e.g.) Is the closest theoretical enquiry can give one to the intuitive concept of language. A state of the language faculty can be characterized by principles (assumed to be invariant among individuals) and parameters. Parameters are responsible for the perceivable differences between languages (Hindi sounds different from Japanese, and neither seems to be anything like Xhosa.) So much is known in the last thirty years as the principles and parameters approach. The minimalists bring in a very novel idea. It may be possible to see that the constraints (the "rules" that generate traditional grammar rules for verbs in German, e.g.) aren't rules at all. They are "taxonomic artefacts" (p. 14). What is there are sets of parameters that once fixed, against the background of purely general principles, generate linguistic expressions. The language organ interacts (or "interfaces") with sensory-motor systems and with a conceptual-intentional system. I use the plural for the sensory motor system since (see p. 9) it is empirically known from the existence of sign languages that systems other than the sound production can access the language faculty. The conceptual-intentional system is utterly mysterious in the simple sense that not much is understood about it. In a slogan, it is where language gets used to talk about something or other. Chomsky is, by the way, extremely skeptical about the view that linguistic expressions as such have intentionality in the philosophers' sense of "aboutness".
The point is "that you now, for the first time ever, have some coherent idea of what a language might be. " (p.15) The minimalist program comes along and asks new questions. Two questions, among others, how much of what we attribute to language is only due to the techniques we adopt and how much is really motivated by empirical evidence and how good is language as a solution to boundary conditions imposed by the architecture it is in. The second one allows an answer: perfection or near perfection. Language may be a perfect, near-perfect, solution to an engineering problem, namely the problem of providing something legible at the interface. The question and its possible answer are daring, if for no other reason than its strangeness. Very little in nature is perfect in this sense. Evolution, the gods, or your preferred "engine of creation" appear nearly always to be taking bits and pieces in a junkyard and come up with something that more or less does the job. If language is perfect, or even almost perfect in this sense, it would be weird, very strange indeed. It may come close to the sheer oddness of the fact that nature likes to write letters following strict mathematical rules. It was remarked centuries ago by Galileo, and rediscovered constantly in the most unexpected locations: in one of the replies Chomsky makes the same point by citing the known fact that Fibonacci series show up all over the place (see p. 49)
The program is not a nice fellow. It is a program with an attitude. One would have to show that there are no linguistic levels apart from the phonetic/articulatory and the semantic ones. The only constraints operative are the ability to use expressions at the interface: "... there shouldn't be any other levels because other levels are not motivated by legibility conditions." (p. 21) All other devices (surface and deep structures, etc.) have got to go, they're technical jargon that covers up lack of understanding. Second thing to go by the board is lexical peculiarities. A lexical item, a collection of properties, called features, contains no features other than those that are interpreted at the interfaces: "... [we] have to show that when we abandon X-bar theory, indices, and other such devices, we find solutions which are not only as good but even better ones." (p. 22). Third no structural relations other than those forced by legibility, hence no adjacency, theta-structure, scope at the level of logical form. For the more technically inclined only local relations are kosher in minimalism, "perhaps nothing else. That means there is no government, proper government, no Binding theory internal to language, and no interactions of other kinds. To the extent that language is perfect, all of this has to go." (ibidem).
This is, very schematically, what minimalism is all about. A violent paring of linguistics as known for the last century. The volume sketches quickly the traits of the program and goes over several of the standard issues that arise with Chomsky (the dubious status of semantics, the nonexistence of semiotics as a scientific theory of anything, etc.) For those interested in his own point of development they will find tantalizing hints on the present status of the implementation of the program. In particular on locality conditions (see, especially, p. 27-28, relation , w.r.t. displacement properties have to be so local to be internal to a word.)
What is more interesting in my opinion is the clarity with which certain issues of general interest are presented. It is often and widely thought that it is a trait of rational inquiry to be sensitive to evidence. The job of a theory, we used to be taught in school, is to save phenomena. Chomsky takes exactly the opposite tack. It is worthwhile, I believe to explore this side of the minimalist program. It is the most revolutionary. Consider the following quotation, from an interview by Adriana Belletti and Luigi Rizzi with Chomsky, in 1999, available on WWW):
"The phrase [Galilean style] was used by nuclear physicist Steven Weinberg, borrowed from Husserl, but not just with regard to the attempt to improve theories. He was referring to the fact that physicists "give a higher degree of reality" to the mathematical models of the universe that they construct than to "the ordinary world of sensation." [4] What was striking about Galileo, and was considered very offensive at that time, was that he dismissed a lot of data; he was willing to say "Look, if the data refute the theory, the data are probably wrong."
In the same vein, Chomsky says here: "[those familiar with technical literature] are aware that there is a ton of empirical evidence to support the opposite conclusion on every single point that I mentioned. Furthermore, the core assumption of highly productive recent work -and its pretty impressive achievements- is that everything I said is wrong; that is, languages are highly imperfect in all these respects, as indeed you would expect- they have indices and bar levels, D- structures, S-structures and all kinds of relations, and so on and so forth. Nevertheless, I think the contrary could well be true." (p. 23) This strikes me as a remarkable departure from the quasi-Baconian ideal of science as a careful sifting of evidence, however apparently insignificant. Chomsky now takes the typical position of the mature scientist in the most core of the core sciences (mathematical physics); it is there that most often we do, as a matter of fact, start from mathematical and logical consideration and then we look for a piece of something that proves the theory right.
Palma is a member of the department of Technology and the Human Sciences of the University of Technology of Compiegne, and of the Jean Nicod Institut in Paris. He was trained in philosophy and is interested (mostly) in the philosophy of mind and language. His pet theories are about indexicality in natural language.
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