Berg, Thomas (2001) Linguistic Structure and Change: An Explanation from Language Processing. Oxford University Press, paperback ISBN 0-19-829985-0, 352pp, $27.95 (hardback ISBN 0-19-823672-7, $99.00, published in 1998).
Publisher's announcement: http://linguistlist.org/issues/12/12-1998.html
Alexander T. Bergs, Heinrich-Heine-University Duesseldorf
The (im-)possibility of explaining language change seems to have fascinated generations of linguists. This book represents one of the latest and also one of the more ambitious attempts to come to grips with that "ever- whirling wheel" (Aitchison 1998).
Although the book is formally divided into ten chapters, it has three main sections with respect to content. Section one contains what may be called the theoretical and philosophical background and comprises the following chapters:
Chapter One "On the 'Art' of Explanation" This chapter contains a very brief discussion of the status of explanations in the theory of science in general and linguistics in particular. Having refuted any generative "explanations" in linguistics, Berg suggests, contrary to Lass (1980), that linguists must (and should) often content themselves with more pragmatic modes of explanation, including 'statistical' explanations. Explanation in his study (with reference to Popper)is understood as the connection of two hitherto unconnected things from two more or less unrelated domains.
Chapter Two "Explanations from a Macrolinguistic Perspective" In this chapter Berg reviews no fewer than nine different approaches to language structure and change that somehow seem to connect intra- and extralinguistic factors in their explanations of change. These include "the neurological, the phonetic, the psychological, the semiotic, the functional-communicative, the pragmatic, the sociocultural, the historical and the system-internal approach". Berg concludes that all these approaches and their relationships are characterized by "complementariness and competition": while backing each other to a certain extent, they also compete for the rank of 'highest explanatory power'. He proposes to start with a psycholinguistic account of language change which is, on the one hand, necessarily eclectic in nature, as it is informed by many of the other approaches mentioned above, but on the other hand also restrictive enough, and therefore, evaluable('gaugable'), if it proceeds from one individual processing principle to a more comprehensive theory that is only as eclectic as necessary.
Chapter Three "Method" Berg proposes the use of predictions about structure and change based on externally and independently developed principles instead of post hoc explanations, which seem to have been favoured so far. His explanans is the psycholinguistic point of view, his explanandum certain linguistic patterns. This study is based on the interactive-activation model. This concludes the introductory section of the book.
The second section contains the main body of the study. It comprises
Chapter Four "Language Structure" Berg describes and discusses numerous examples of language structures from various languages (mostly English, however) and from all levels of language, ranging from (segmental) phonology through morphology to syntax. The structures and phenomena discussed include, inter alia, onset/coda (a)symmetries, assimilation phenomena, the order of inflectional and derivational suffixes and that of nouns and adjectives in NPs. He shows that the majority of attested structures and phenomena can be explained with reference to constraints of the language processor.
Chapter Five "Language Change" Starting from his psycholinguistic analysis of frequent inadvertent linguistic slips Berg suggests that these errors actually may be regarded as entry points of linguistic change. A number of notorious language change processes and problems are elucidated from this point of view. These include changes based on assimilation, differences in consonant and vowel changes, the susceptibility of certain consonant classes and clusters to change, paradigmatic pressures and pattern symmetries, and the role of frequency and word classes in linguistic change.
Chapter Six "Poetic Language" This chapter discusses processing constraints and the development of particular rhyming patterns in English and Arabic. Contrary to what is commonly assumed, namely that rhyming patterns are nothing but arbitrary cultural conventions, Berg shows that these can also be explained on the basis of psycholinguistic constraints on language processing. This chapter concludes the main body of the study.
Section Three presents a broad theoretical discussion and the development of a new research program on the basis of the preceding chapters. It comprises
Chapter Seven "Discussion" in which the overall results of chapters four and five are briefly summarized.
Chapter Eight "A Psycholinguistic Model of Language Structure and Change" In this chapter it is suggested that psycholinguistic processing constraints facilitate certain changes. They do not cause changes as such, but they delineate the direction of the change and, therefore, also exert certain pressures on the linguistic structure. Thus, attested linguistic structures are often the result of (sometimes counteracting) psycholinguistic processing forces at work on various language levels.
Chapter Nine "Implications for Psycholinguistic Theory" This brief chapter (2 pages!) basically advocates a parallel, not a serial processing model.
Chapter Ten "The Overall Perspective: Reductionist or Non- Reductionist?" Here Berg returns to the question put at the outset: can psycholinguistic theories explain language change? Berg argues they do - in contrast to generative theories. With an eye on the alleged accusation (by some, mostly theoretical linguists) that many 'external' approaches to language are 'reductionist', Berg counters that his study shows - in the most extreme generalization - that there is in fact no competence grammar over and above performance grammar. The non-existence of the former, however, seems to be impossible to prove.
This is a tremendously ambitious work that covers a lot of ground. The idea that certain structures in language are more susceptible to change as they are psycholinguistically less preferable seems well argued for and the corresponding analyses are carried out with great care. But whether these "weak spots in language" indeed also show up in or as slips of the tongue is a different question. To my mind, Berg succeeds in demonstrating the importance of psycholinguistic and/or cognitive structures, principles, and mechanisms for both language structure and language change - even though I am sure that many linguists, including myself, would not subscribe to each and every analysis put forward here. A stronger incorporation of similar strands of research (such as OT, Sapir's drift, Natural Morphology, or D. Stein's concept of diachronic vectors in synchrony) would have been interesting, its lack, however, does not ruin the argument as a whole. On the contrary, it seems this would have increased eclecticism and thus would have been counterproductive in the light of chapter two.
Once one has accepted that there are other theoretical positions than Lass's (1980) with regard to the status and structure of explanations, this book is a treasure chest of insights, new ideas and starting points for new research projects.
A few critical remarks must also be made, though. The first turns one of the main positive features of the book into a negative one. The breadth of coverage and the sheer amount of analyses (45 all in all, 21 synchronic, 21 diachronic, 3 poetic, with 83 subanalyses on the whole) makes some of the single analyses seem shallow in parts. In other words, at some points one would have wished for greater depth. Also, it creates the impression of a patchwork study (a two page chapter seems odd, somehow). But this, again, is also one of strengths of this complex book. A second minor remark: the second chapter (an overview of alternative approaches), helpful as it is for placing this study in the right context, clearly suffers from the little space that has been devoted to it (nine approaches in 35 pages). Some of the lines of enquiry are much better characterized than others: the subsection on the semiotic approach or the psychological one, for instance, are much better than the one on the sociocultural or the historical approach (the latter seemed particularly infelicitous and its labelling is still a mystery to me). This may give less experienced readers a slightly tendentious idea of what other scholars are doing in their fields and should thus not be left uncommented on if the book is used in class. The latter seems to be possible in advanced graduate courses on language change or psycholinguistics. For these, however, the book seems to be ideal as it leaves students enough space to develop their own ideas and hypotheses and in doing so maybe even find an interesting topic for their theses.
Summing up, it must be said that this book is indeed a very valuable and innovative contribution to the study of both linguistic structure and change. It is to be hoped that it will stimulate a whole range of follow-up studies in a similar vein in an area which is as old as linguistics and as topical as can be: the question of the whys and hows of language structures and their change.
References Aitchison, Jean. 1998. Language Change: progress or decay? Cambridge: CUP Lass, Roger. 1980. On explaining language change. Cambridge: CUP
Alexander T. Bergs is lecturer in English Language and Linguistics at Heinrich-Heine-University Duesseldorf and in General Linguistics at Bonn University. His main areas of research include historical linguistics and language change, sociolinguistics and syntax.
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