Roger Lass, ed. (1999) The Cambridge History of the English Language, Volume 3 (1476-1776). Cambridge: Cambridge University Press, 771 pages.
Reviewed by: Kate Burridge, La Trobe University
This book is the third volume in "The Cambridge History of the English Language" series; its contributions trace developments in the language from the end of Middle English to the beginning of Early Modern English. This represents a turbulent time period, coinciding at the start with the appearance of Caxton's printing press and at the finish with the American Declaration of Independence. This represents an important time in the history of English because it covers the formative centuries of the emerging standard language. For the first time we have writers - lexicographers, grammarians and orthoepists - commenting on language structure. For the first time we have dictionaries, grammars and reliable phonetic descriptions of English. While detailed accounts are readily available for the Old and Middle English periods, this volume fills a definite gap in our bookshelves by providing a comprehensive treatment of the language that concentrates solely on this Early Modern period.
Each chapter in the volume focuses upon a single area, covering the most spectacular developments in linguistic features like orthography / punctuation, phonology / morphology, syntax, semantics / lexis, as well as regional and social variation and the literary language. As the editor Roger Lass expressed it, the account this volume presents is "a distillation from an immensely complicated picture of ongoing change and variation - more a treatment of 'landmarks' than a 'full history'" (p. 12). Each of these chapters provides an excellent combination of theory and description and the further reading sections given at the end present a thorough survey of the scholarship in each of the different areas. The work is also given further rigour by the inclusion of excellent bibliographies for the chapters, a glossary of terms and a comprehensive index. At the same time this remains an immensely readable book that would appeal to both specialists and non-specialists alike - anyone with an interest for the history of English. I will give a brief account of the seven chapters individually.
Chapter 1 "Introduction" by the editor Roger Lass provides the backdrop to the work. It highlights the common themes that run through the later chapters (for example, variation and change, standardization) and it also signposts the sorts of changes in linguistic structure to be discussed in those chapters. Together with Richard Hogg's general introduction to the series, this first chapter gives coherence and strength to the collection.
In Chapter 2 "Orthography and Punctuation" Vivian Salmon examines the state of the language at the time when printing first makes its appearance and covers the introduction of standard orthography and spelling. The chapter opens with an account of the relationship between speech and writing. Although the point is not made explicitly here, the discussion nicely highlights the contrast between modern times - where writing occupies such a privileged position that speech is almost viewed as its oral representation - and earlier times - where, as Sir Thomas Smith (1568) put it, "writing exists to express what is uttered". It is a common misunderstanding that spelling issues were automatically resolved with the advent of printing. Salmon makes it abundantly clear that this was not the case - spelling was far from standardized. In fact the early English printers showed very little interest in the establishment of a standard orthography and it wasn't until the late sixteenth century that some attempts were made at regularizing and normalizing. The chapter goes on to examine some of these early efforts at codifying a system of rules. By the late 17th such a system was achieved and the orthography was virtually that which we have inherited today - a system which, as later chapters (principally Chapter 3) make clear, better reflects the pronunciation of English in the fifteenth century. The chapter also examines some of the early proposals for reform.
In Chapter 3 "Phonology and Morphology", Roger Lass begins with a detailed and yet remarkably readable account of the Early Modern English sound system. Against a backdrop of the Old and Middle English systems, Lass looks at the "landmarks of change and variation" in phonology during this time, including the Great English Vowel Shift, the velar nasal, palatalization and loss of post-vocalic /r/. The account takes in information from spelling, rhythm and rhyme, and also the abundance of orthoepic evidence from that time. Indeed Lass gives considerable discussion to the problem of interpreting these early descriptions. Not only was knowledge of the anatomy and physiology of speech lacking, but these writers also didn't have the benefit of current-day metalanguage and phonetic theory - what does the description of a vowel as "thin" or "clear" really mean? The phonology section concludes with an account of the development of the modern-day stress system. The second half of this chapter provides a full treatment of the morphology of this period, examining in detail each member of the major word classes. Underlying this account is the overriding transition from synthetic type to analytic type, and the disappearance of the remnants of the old inflectional system.
In Chapter 4 "Syntax", Matti Rissanen draws on examples from the Helsinki Corpus of English Texts to examine the most dramatic syntactic developments during this time, principally those affecting word order (e.g. the rise of SVX order) and the verb structure (e.g. do-support, the progressive, auxiliaries indicating future or (plu)perfect). Rissanen also considers the importance of classical models of writing, especially Latin, on certain stylistic developments in English writing; for example, non-finite clauses and patterns of subordination. This period is an important one in the development of English grammar for several reasons. (1) The effects of earlier changes, principally the loss of inflections, are most evident in this period. (2) With the establishment of the written standard we begin to see the straight-jacket effect of writing on the structure of the language. (3) Available at this time is a variety of registers and styles that give us give us better insights into what is going on in the spoken language as well as a better idea of the chronology of change. (4) This represents a period of massive social change - rapid urbanization, greater mobility of populations, weakening of social ties - conditions encouraging of change (also relevant of course for those linguistic features discussed in the companion chapters). Although discourse considerations are absent from the discussion (for example, new methods of topicalization made necessary by the development of less flexible word order), by the end of this chapter we are left with the clear impression of a syntactic structure not so very different from that of the modern-day language.
As Terttu Nevalainen points out in the next Chapter 5 "Lexis and Semantics", change is typically the most striking in this area of the language, largely of course because, more than any other aspect, it is tied to the life and culture of speakers. Striking during this period is the availability, for the first time, of dictionaries (especially monolingual dictionaries) that could provide windows into the early lexicon. The chapter begins by examining the different ways the vocabulary was enriched during this time, focusing in turn on each of the different word-formation processes - affixation (with a comprehensive account of the various affixes), compounding, conversion, clipping, backformation, blending and borrowing, the most important of these. This period sees the tail-end of a dramatic increase in borrowed items - from an estimated 3% in Old English to an extraordinary 70% in the modern period. Nevalainen also examines the stratification that results from the kind of lexical growth that took place during this period - resulting in a common core (containing the bulk of Germanic words) that supports a kind of lexical superstructure comprising those vocabulary items of refinement and nuance from French, together with the words with connotations of learning, science, and abstraction and from Classical languages like Latin and Greek. (This is a topic later taken up by Sylvia Adamson in a chapter dealing with the history of literary language.) The second half of this chapter moves to meaning change and examines the various motivations behind the kinds of semantic shifts evident during this time - the language of special groups, inference, metonymy, psychological factors and so on. The chapter concludes by emphasizing that change in this area is complicated and likely to involve the interaction of a number of different factors, both linguistic and non-linguistic.
In Chapter 6 "Regional and Social Variation" Manfred Goerlach examines the historical foundation of the diversification that exists in current-day English, focusing on the different regional and social varieties that existed at the start of this Early Modern period and then on the impact that standardization and notions of correctness had upon these varieties. Part of the chapter is given to the problems of reconstructing earlier variation and attitudes to this variation, especially to vernacular forms. This is a significant period in the study of English diversification for two reasons. Firstly, it marks the beginning of linguistic globe-trotting by English with the birth in North America of the first extraterritorial Englishes. Secondly, for first time it was possible to use the label "non-standard". This was the period that suddenly found people talking about their language in a different (more moralistic and judgemental) fashion. Although observations on regional diversity had been common place, at the beginning of the sixteenth century there suddenly appeared a real vocabulary of abuse, of the type found in complaint literature today. On the one hand, there was the right sort of language (described as "pure", "true") and, on the other hand, the wrong kind of language (described as "corrupt", "false"). And as Manfred Goerlach points out, the same confused attitudes towards non-varieties we find today also emerged during this period - nostaligic views of regional non-standard dialects, but condemnation of non-standard sociolects.
The volume concludes with Chapter 7 - "Literary Language" - by Sylvia Adamson. Hand-in-hand with standardization and the flourishing of dictionaries and grammars of English was also the flourishing of the literary language. Indeed, as Adamson points out at the start, these two processes are not only simultaneous but also symbiotic - "with the 'best authors' being quarried for instructive examples as much by grammarians and language teachers as by rhetoricians and literary critics" (p. 539). This is a marvellous overview of the literary history of English and the formal developments which took place there. For example, one of the most interesting sections in this chapter is the lengthy discussion on amplifying ("a heightening or intensifying of emotional impact") - this includes, for instance, an account of malapropism as a form of humour now able to thrive on account of the lexical stratification of English (see Chapter 5).
To conclude, I thoroughly recommend this book. It offers a very scholarly treatment of this part of English language history, but at the same time maintains an engaging and entertaining style throughout - there exists no better treatment of the language for this period of development. It will appeal to lay-people and linguistic experts alike.
----- Kate Burridge's main areas of research are: grammatical change in Germanic languages; the Pennsylvania German spoken by Amish / Mennonite communities in Canada; the notion of linguistic taboo; the structure and history of English.
Kate Burridge Associate Professor, Linguistics La Trobe University Bundoora, 3086 Vic
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