EDITORS: Bousfield, Derek; Locher, Miriam TITLE: Impoliteness in Language SUBTITLE: Studies on its Interplay with Power in Theory and Practice PUBLISHER: Mouton de Gruyter YEAR: 2008
Kerry Linfoot, Department of English and Fine Arts, United States Air Force Academy
SUMMARY ''This collection...seeks to address the enormous imbalance that exists between academic interest in politeness phenomena as opposed to impoliteness phenomena...any adequate account of the dynamics of interpersonal communication...should consider hostile as well as cooperative communication'' (1-2).
In this volume, Bousfield and Locher have collected and arranged an impressive selection of research that inquires into the nature of the interaction between impoliteness and power. The papers are organized thematically and offer insight into impoliteness in a variety of contexts and situations. This is all done with a view to offering an understanding of how such utterances shape and reveal the construction of personal and professional relationships, and how the power dynamics of these interactions are formed, manipulated and constrained.
While it may seem to the previously uninitiated that research into impoliteness may be covered by that into politeness (e.g., breaking rules of politeness=impoliteness), the editors of this volume seek to encourage and expand research into impoliteness in its own right. And they do it admirably. By mapping their definitions and ideas to the recognizable Brown and Levinson (1987) framework, the authors create a dual-stratum distinction within which the studies in the volume are set:
i. First order approaches to impoliteness research studies instances of impoliteness (including 'rudeness') from the perspective of the actors themselves who are interacting within their speech community's discursive norms.
ii. Second order approaches consider the concepts of impoliteness, rudeness, etc., on a theoretical level that may be informed by observations made in first order investigations.
In order to undertake their research, the authors understand that it is first necessary to offer a working definition of the concept of impoliteness: ''Impoliteness is behaviour that is face-aggravating in a particular context'' (3, emphasis removed). Whilst recognizing that there may be different categories of impolite behavior (including, for example, rudeness, linguistic aggressiveness), the authors and other contributors employ and refine this definition to establish and describe the local norms and situational variations of impoliteness, and the effects that impolite utterances may have on power dynamics between speakers.
The focus on power is an important choice and offers a Critical Discourse Analysis aspect to the scope of the text. The authors describe and research how individuals utilize power in the workplace, in legal environments, in politics, and in bilingual and online communities. The editors, in their introduction, state that ''impoliteness is an exercise of power as it has arguably always in some way an effect on one's addressees in that it alters the future action-environment of one's interlocutors'' (8, emphasis removed). They go on to say that ''power is not static; rather, power is highly dynamic, fluid and negotiable. Even interactants with a hierarchically lower status can and do exercise power through impoliteness'' (9).
Part 1 – Theoretical Aspects of Impoliteness The second chapter of the book, by well-known politeness researcher Jonathan Culpeper, discusses in some detail the theoretical underpinnings of studies into impoliteness. Basing many of his ideas on previous research, Culpeper shows nicely how ideas in this area have progressed over time and how impoliteness is evolving into an independent arena for investigation, separate from the more recognizable field of politeness. While there are many exciting conceptual developments mentioned in this chapter, one of the most relevant (for the purpose of this volume) is the discussion of how impoliteness relates to power negotiations between interactants. Culpeper defines impoliteness by saying it ''involves communicative behaviour intending to cause the 'face loss' of a target or perceived by the target to be so'' (36). He goes on to say that, being as this occurrence would restrict the actions available to the target, ''impoliteness always involves power.'' Culpeper ends his analysis by reaffirming that further research needs to be undertaken in the field of relational work and also into that of how experiential and social norms are built and remolded in communicative interactions.
Chapter three of the text is provided by Marina Terkoufi and builds on the preceding chapter. The writer aims to provide theoretical definitions of 'politeness', 'impoliteness' and 'rudeness' that may be incorporated into the new field of impoliteness research. Terkoufi begins her analysis with an in-depth literature review of Politeness and Face Theory, and integrates into her proposal the notion of Face2, which adds the concept of 'intentionality' to traditional notions of face. It is from here that her politeness/impoliteness/rudeness distinctions emerge. In brief (and doing her detailed and supported analyses little justice), the author identifies five types of relevant behavior:
i. unmarked politeness – expected, often unnoticed, polite behaviors;
ii. unmarked rudeness – behavior recognized as rude by the speaker and hearer but carrying no face-threatening intention, i.e. acceptable in this circumstance (if the intentions are correctly understood by the hearer);
iii. marked politeness – behavior constituting the face of both the hearer and speaker, but which is not conventionalized. An example is 'over-politeness', which can be understood by the hearer as politeness, impoliteness or rudeness;
iv. marked rudeness (or rudeness proper) – this occurs when the speaker's intention to deliberately threaten the addressee's face is recognized by the hearer;
v. impoliteness – may be seen as 'accidental' in that the addressee's face is threatened by the speaker's act, but no intentionality is attributed to the speaker.
Part 2 – Political Interaction Chapter four of this volume introduces the ideas of power and relational work in a political environment. Researchers Locher and Watts work from a 'first order' perspective, i.e. ''[a] negative evaluation is to be understood quite literally as the emotional reaction of individual interactants...'' (79). In their attempts to define guidelines for both their current study and any that may follow, the authors specifically state that relational work (the negotiation of relationships between interlocutors) displays a complete range of communicative behaviors thereby creating appropriate data for research into both politeness and impoliteness. Both practical analyses in this chapter are proof of this assertion. In the first, Locher and Watts address mismatches in perceptions of impoliteness as an effective and persuasive demonstration of the continual negotiations interactants undertake to establish rules of (im)politeness. This fluidity was also a focus of the second analysis, which discussed the realm of the political television interview and linguistic and paralinguistic reactions to impoliteness, as defined by social norms both inside and outside this particular discursive environment.
In contrast to the preceding chapter, the contribution offered by María Dolores García-Pastor utilizes a second order approach in its analysis of political debates. This approach is understood within the study as ''a speaker's intentional communication of face aggravation or attack to the hearer, who perceives and/or construct the speaker's behaviour as intentionally face aggravating or attacking'' (104). The author chooses to adopt Brown and Levinson's (1987) notion of face as the image an interactant wants for themselves in a particular communicative setting, and states that this is heightened in the realm of political debate as ''a politician's image and/or its attribution by the public is crucial for him/her to achieve his/her political goals'' (104-105). In her analysis of more than 20 hours of face-to-face debate that occurred in the 2000 United States presidential campaign, García-Pastor focuses on the observation of 'negativity cycles' that she claims are used by adversaries to limit and coerce each other, creating chains of communication that utilize impoliteness strategies to shape both image and power dynamics.
Part 3 – Interaction with Legally Constituted Authorities One of the volume's editors, Derek Bousfield, returns in the sixth chapter to begin the discussion of impoliteness in legal and hierarchical settings. In support of research in this area, the author states that ''institutional organisations are beginning to realise the significance that aggressive linguistic behaviour can have on the ability of individuals to work and provide essential services'' (148). Bousfield offers support that such happenings are increasing, thereby necessitating research in this specific communicative domain. To establish his theoretical framework, Bousfield modifies an existing model of impoliteness offered by Culpeper (2005) by streamlining the five suggested categories into just two 'tactics', ''on-record politeness'' (explicit and unambiguous face attacks) and ''off-record politeness'' (threats that require implicature and that could be denied through explanation). Bousfield ends the chapter by applying the model to interactions captured from two 'reality' television shows that chronicle the lives of army recruits and the careers of rookie police officers. His analysis highlights the fact that, although impoliteness may be expected during such interactions it is, nonetheless, still effective in swaying and controlling power relations.
Chapter seven of this volume comes from German researcher Holger Limberg and addresses the use of threats in police-citizen interaction. In a lengthy, and at times repetitive, theoretical introduction, Limberg defines the target data as 'verbal threats', specifically 'conditional threats' that allow the hearer to assess the situation and to rethink their responses to commands. The author states that it is a quality inherent in police-citizen interaction that behavior may become ''heated'', and in these cases ''certain linguistic strategies are deliberately employed which can exhibit strong (illocutionary) forces depending on their situated usage and the effect they have on the target'' (163). Due to the institutional power of Police, offenders may view threats uttered by officers as inherently Impolite, in that they aim to restrict the available ''action environment'' (176). Such threats aim, ultimately, to have a coercive or – in Limberg's terminology – 'manipulative' pragmatic effect, i.e. compliance to police instructions. By analyzing three examples of threats in police-citizen interaction, Limberg demonstrates clearly the institutionally sanctioned usage of threats by police officers. The author also notes how these threats may increase in response to offenders' rejoinders (for example, counter-threats against officers by offenders), and how this threat elevation on the part of law enforcement officers is institutionally sanctioned within boundaries of appropriateness.
In chapter eight, Dawn Elizabeth Archer combines a first and second order approach to assess whether courtroom interactions that may threaten face are (as many researchers have suggested, c.f. Kryk-Kastovsky 2006) inherently impolite. The chapter begins with an elegantly crafted literature review in which Archer situates her theoretical framework within existing impoliteness research, criticizes previous notions and categories, and weaves in a number of pertinent suggestions for improvements to existing models. By analyzing interactions from historical courtrooms settings, the author suggests that impoliteness may actually be better understood as a subset of a larger category, namely 'aggressive language'. By demonstrating through her data that utterances that would seem impolite in other contexts are not interpreted as such in the courtroom (and thereby creating a large hole in previous impoliteness models, e.g. Culpeper 2005), Archer concludes that certain occupations, including lawyers and judges, require the use of aggressive, at times face-threatening, language that is rarely, if ever, construed as being impolite. She also clearly illustrates how the asymmetry of relational power contributes to the interpretation (or lack thereof) of impoliteness and suggests the establishment of an impoliteness continuum to assess levels of impoliteness in contextually defined communicative environments.
Part 4 – Workplace Interaction Moving to the workplace, chapter nine of this volume discussed the use of impoliteness in white- and blue-collar environments and the subsequent effects of this verbal strategy on power delineation. Stephanie Schnurr, Meredith Marra, and Janet Holmes examine data taken from a number of workplace environments and apply a first order approach to their data. In their analyses they emphasize the fact that ''the intersection between what counts as appropriate and inappropriate is often far from clear, and requires a great deal of local contextual knowledge in its interpretation'' (211). To illustrate this, the authors show two categories of impoliteness: i) discourse that appears polite, but which carries an impolite message, and ii) discourse that appears impolite, but which is actually politic in the specific community of practice (Culpeper's (1996) 'mock impoliteness'). Their results show that there may be a connection between the overly polite and the impolite ends of Locher and Watts' (2005) impoliteness continuum, and also how effective impoliteness can be in subverting the existing power relations within a discourse community.
Louise Mullany, the researcher responsible for chapter ten, also focuses on a contextually-based community of practice in her study, but incorporates the added variable of gender to her analysis. Through the study of interaction in workplace environments, Mullany utilizes an ethnographic approach (combined with the use of interviews) to assess how power and gender are enacted in discourse, and the resultant judgments by interactants. Here analysis focuses on the infrequent instances of impoliteness uncovered during meetings at a manufacturing company, and she competently demonstrates how impoliteness may be manipulated to display power, despite actual hierarchical positions held within the institution. She concludes that gender and power are fluid and changeable concepts, and also that women in positions of authority in the workforce do not always adhere to stereotypical 'gender behaviors'. There remains, however, a negative evaluation of these women as they utilize traditionally 'masculine' verbal strategies, despite their competent enactment of power in their workplace discourse.
Part 5 – Further Empirical Studies To begin the final section of the book, American researcher Holly Cashman considers the impact of impoliteness in bilingual situations. Her research questions address both language choice (the selection of a language for use in particular situations) as well as code switching (the move from one language to another within an interaction. Using three different data sets that consist of participant interviews, role playing exercises, and natural language use, Cashman uses an (acknowledged) uncomfortable mixture of first and second order approaches to impoliteness. Her analysis illuminates how language choice and code switching may indicate power creation and maintenance, and how relational work may be achieved through these bilingual choices. She concludes that bilingual speakers may see ''language choice and code-switching as a resource for doing (im)politeness as well as a cue for interpreting (im)politeness in interaction'' (271, emphasis removed). She ends by emphasizing that her work merely scratches the surface of an extremely complex network of relational and linguistic choices and power maneuvers, and appeals for further research in this new field (bilingual language use) of a new field (impoliteness).
The final chapter in this volume addresses impoliteness in the online world of communication. Sage Lambert Graham uses an ethnographic approach to analyze instances of conflict in an online discussion list called ChurchList. She assesses the list's Frequently Asked Questions (FAQ) manual, which is sent to all new members as a guideline for behavior, and addresses problems that are common in this online Community of Practice (CofP) due to the contrary, generalized, and outdated nature of these guidelines. Graham's data examples show that the FAQs leave newcomers to the list unsure of how to interact in the community. For example, the guidelines state that members should not 'lurk' (i.e. they should actively post to the list), but also state that newcomers should take time to get to know the community practices before leaping in with both feet and risking the wrath of established members. Graham's studies highlight the arbitrary nature of online participants' adherence to the guidelines, and she posits the idea of power within the community as being related to the number of posts members have contributed, and the length of time that they have been associated with the community. She shows also how community members will rally against those that appear to infringe on the personal rights of other members (that is Spencer-Oatey's (2002) 'quality face'), whereas posts that may appear more directly impolite, but that only address community members' outright violation of the list's guidelines (i.e. 'equity rights'), are treated far more leniently. It is evident from Graham's analysis that there is a great deal of material for further study into impoliteness in the ever changing and growing field of online communication.
EVALUATION This book is intended for those interested in the pragmatics of power and the new and expanding model of impoliteness as a separate entity from the familiar domain of politeness research. A certain amount of knowledge in the area of linguistic analysis and pragmatics is essential for readers, though each chapter introduces its own theoretical background and situates itself well within the existing contemporary research. The book would be extremely useful for academics concerned with the use of power and hierarchical dynamics in any structured organization, and for politeness researchers looking for another, perhaps more applicable, strand of pragmatics for their own research.
Unfortunately, the requirement for each chapter to re-address this theoretical framework can become a little tedious, though it may be unlikely that readers will sit and read the book from end to end as this reviewer, of course, volunteered to do. With impoliteness still being a relatively undefined concept, these introductions remain necessary and unavoidable and will illuminate considerations of those readers who are just sampling relevant contributions from the volume. There is, of course, a variety in the quality of works contained within the collection. There are none, however, that are undeserving of perusal by any interested party. Those researchers that are well-known in the world of politeness and pragmatics research are nicely balanced with newer contributors, and there is a wonderful consideration of global perspectives with chapters from an impressive variety of locations.
Overall, this volume is a very valuable contribution to a novel and developing field of research. There are a number of important inputs that advance understanding of the interaction between relational activity and power from a range of institutionalized and hierarchical settings that could potentially be tweaked and cross-applied to further situations. As an introduction to the field of impoliteness and as a basis for further exploration in this area, the volume is without comparison – literally! Regardless of its lack of competitors, however, the collection is both enlightening and fascinating, and will serve as a framework for a great deal of future research into the concept of impoliteness.
REFERENCES Brown, P. And Levinson, S. (1987) _Politeness: Some Universals in Language Usage_. Cambridge: Cambridge University Press.
Culpeper, J. (1996) ''Towards an Anatomy of Impoliteness.'' _Journal of Pragmatics_, vol. 25:3, 349-367.
Culpeper, J. (2005) ''Impoliteness and 'The Weakest Link','' _Journal of Politeness Research_, vol. 1:1, 35-72.
Kryk-Kastovsky, B. (2006) ''Impoliteness in Early Modern English Courtroom Discourse.'' _Journal of Historical Pragmatics_, vol. 7:2, 213-243.
Locher M. A. and Watts, R. J. (2005) ''Politeness Theory and Relational Work.'' _Journal of Politeness Research_, vol. 1:1, 9-33.
Spencer-Oatey, H. (2002) ''Managing Rapport in Talk: Using Rapport Sensitive Incidents to Explore the Motivational Concerns Underlying the Management of Relations.'' _Journal of Pragmatics_, vol. 34:5, 529-545.
ABOUT THE REVIEWER Dr. Kerry Linfoot teaches officer-cadets at the United States Air Force Academy in Colorado. She works on the interaction between citizens and law enforcement officers, police interviewing techniques, and predicting resistance to authority.
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