Review of The Syntax of Object Marking in Sambaa |
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Review: |
AUTHOR: Riedel, Kristina TITLE: The Syntax of Object Marking in Sambaa SUBTITLE: A Comparative Bantu Perspective SERIES TITLE: LOT dissertation series 213 PUBSLIHER: Netherlands Graduate School of Linguistics / Landelijke - LOT YEAR: 2009
Daniel W. Hieber, Endangered Language Program, Rosetta Stone
INTRODUCTION
This monograph, a dissertation at the Netherlands Graduate School of Linguistics, examines the status of object markers in Bantu, with a special focus on Sambaa, Haya, and Swahili. Since Bresnan and Mchombo's (1987) seminal paper on Chichewa, there has been considerable debate over the classification of object markers in Bantu languages. Following Bresnan and Mchombo's distinction between grammatical and anaphoric agreement, many linguists classify Bantu languages as either 'agreement' or 'pronominal' languages, referring to the object marker's status as either an agreement marker or an incorporated pronoun, respectively (see e.g. Baker 2008). In this thesis R considers the arguments for an agreement-pronoun distinction from a Minimalist perspective, and concludes that such a dichotomy is unfounded. R instead proposes a modified version of Agree that is flexible enough to account for the varieties of object marking across Bantu.
SUMMARY
In the Introduction, R presents her theoretical position within Minimalist syntax and gives a general definition of Agree, which she will later modify. R approaches her topic cautiously, first presenting six relevant properties which in her view define an object, and then dismissing notions of primary and secondary objects in favor of traditional notions of direct and indirect objects. Behavioral distinctions between direct and indirect objects are explained as stemming from structural differences in the syntax. R also gives a brief typological overview of object marking across Bantu. In a topic as widely discussed and complex as this, such precision in setting up the framework is appreciated.
Chapter 2 then gives a sketch of the Sambaa language, including some sociocultural context and a brief literature review. Some additional notes on Haya and Swahili would have been valuable here, since both languages feature prominently through the rest of the thesis.
Having laid out her framework, R delves into the agreement-pronoun distinction in Chapter 3. The chapter serves as a thorough literature review, and overview of the morphosyntactic properties of object markers in several Bantu languages, making it a worthwhile contribution to the field in itself. R treats a variety of tests meant to distinguish between pronominal and grammatical agreement, and shows how they yield conflicting results when applied to the data. From this she concludes ''there is no good evidence for dividing Bantu languages into two groups based on the syntactic status of the object marker as a pronouns [sic] or agreement marker'' (43). While I find R's reasoning for this position to be well-argued, she goes on to conclude that either all Bantu languages have grammatical agreement, or all Bantu languages have pronominal agreement. This seems like a hasty generalization: it fails to answer the question of why we should expect such tests, or the properties of the relevant lexical categories, to hold cross-linguistically in the first place. Additionally, as R herself points out, one still has to account for the behavioral differences between the languages.
Chapter 4 is a start at addressing such misgivings. Here, R adopts Multiple Agree, and reformulates it in a way that encompasses crosslinguistic variation in the data. The principle of Equidistance, once thought necessary for Agree (Chomsky 2000) but later abandoned (Chomsky 2001), is here retained as a parameter to explain object asymmetries (Bresnan and Moshi 1990). That is, it explains why in Haya both objects can be marked on the verb, while in Swahili or Sambaa only one may. R also adjusts Agree so that only the Probe is required to have active features, thus addressing optionality in object-marking. While positing these parameters offers little to no explanatory value, it does lay the groundwork for a conception of agreement which is flexible enough to handle the data, and is thus a significant step forward from earlier conceptions of Agree.
Chapter 5 discusses the Person Case Constraint (PCC), which surfaces in Bantu languages as the ungrammaticality of object agreement when it co-occurs with first- and second-person objects in ditransitive constructions. Baker (2008) suggests that the presence or absence of the PCC in a language is a good diagnostic for the agreement-pronoun distinction in Bantu. Since Haya and Sambaa pattern the same with regard to the PCC and differently in regard to object agreement, however, R shows that such a test fails to provide any useful metric for determining agreement.
Chapter 6 examines object marking in various wh-environments. Bresnan and Mchombo (1987) used wh-environments as a diagnostic for the agreement-pronoun distinction. However the data is complex, often showing four gradients of grammaticality, and R shows that object marking can behave differently depending on the specific type of wh-context it is in. Since Bresnan and Mchombo did not distinguish between different types of wh-questions, however, the acceptability of object marking in wh-environments cannot be used as a diagnostic for agreement. R suggests that a better predictor of object marking in wh-contexts is animacy, rather than the agreement-pronoun distinction.
Finally, Chapter 7 investigates object marking in coordinate structures, which are themselves the topic of heated discussion. Bantu languages vary as to what the verb agrees with: both conjuncts; just one; takes a default conjunction agreement; or takes none. In order to account for this variety in the data, R adopts a more fine-grained version of Agree, since the coordinate structure is thought to interfere with agreement. R concludes the book with an excellent summary, and some thoughtful avenues for further investigation.
EVALUATION
A common occurrence throughout the book was disagreement with previous authors regarding data (and in fact this tends to be a problem for Bantu linguistics more generally). This seems like good evidence that the principles under consideration here are less rigid than R tends to treat them. There is ample evidence throughout this thesis for more scalar approaches to dealing with the data, making use of things like processing constraints or linguistic prototypes. As it is, R gives little in the way of explanation for the constraints she posits. With that said, however, R does an excellent job of summarizing the data and formulating the rules they follow very precisely. Future researchers have here an excellent starting point for a number of phenomena and behavioral properties which are deserving of further exploration.
This book unfortunately could have used some extra copyediting, as the errata were fairly numerous. Also, it was occasionally difficult to follow the logical structure of R's argument, due to slightly awkward sentence structure.
As far as the book's larger structure is concerned, it seemed over-ambitious at times, oscillating between a typological study of Bantu languages more generally, and a focused examination of the three languages Haya, Swahili, and Sambaa. Overall, however, the book was very well laid out, progressing from a forceful refutation of previous attempts at drawing out an agreement-pronoun dichotomy; to advancing a positive thesis regarding the behavior of Agree; to in-depth discussions of object marking in specific contexts, adapting the theoretical apparatus to fit the data along the way.
While I might disagree with R's theoretical approach, she has done a service to the field of syntax by reconceptualizing traditional notions of agreement to encompass a broader range of data, taking into account things like multiple agreement, optional agreement, and animacy/definiteness effects. Her greatest contribution with this book is to show that the agreement-pronoun distinction, far from being straightforward as previously assumed, is neither useful nor accurate, and that a more nuanced definition of agreement is needed. Any linguist with an interest in agreement, object marking, theoretical syntax, or typology would do well to read this book.
REFERENCES
Baker, Mark C. 2008. The syntax of agreement and concord. Cambridge: Cambridge University Press.
Bresnan, Joan and Sam A. Mchombo. 1987. Topic, pronoun, and agreement in Chichewa. Language 63:741-782.
Bresnan, Joan and Lioba Moshi. 1990. Object asymmetries in comparative Bantu syntax. Linguistic Inquiry 21:147-185.
Chomsky, Noam. 2000. Minimalist inquiries: The framework. In Step by step, ed. R. Martin, D. Michaels, and J. Uriagereka, 89-155. Cambridge, MA: MIT Press.
Chomsky, Noam. 2001. Derivation by phase. In Ken Hale: A life in language, ed. M. Kenstowicz, 1-52. Cambridge, MA: MIT Press.
ABOUT THE REVIEWER
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ABOUT THE REVIEWER:
Danny Hieber is the Editor for the Endangered Language Program at Rosetta
Stone, and holds a B.A. in Linguistics and Philosophy from The College of
William & Mary in Virginia. His primary interests are endangered language
revitalization and documentation, with an eye towards typology and
linguistic theory. |
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